Regulatory Update

Compliance-First Social Media

Navigating the tension between TikTok's immense reach and ASIC's strict RG 234 guidelines. A visual guide for modern mortgage brokers.

The Digital Dilemma

Social media platforms like TikTok offer unprecedented access to First Home Buyers. However, under ASIC's Regulatory Guide 234 (RG 234), this opportunity comes with strict liability.

The chart illustrates the dramatic trade-off: While traditional channels are low-risk, they lack the explosive viral potential of short-form video.

Key Insight

Brokers are held responsible for the "overall impression" of their content. A 15-second clip cannot omit key risks.

Reach vs. Regulatory Risk

Comparison by Channel

The Content Strategy Matrix

Not all content is created equal. The goal is to maximize engagement while minimizing regulatory exposure. We have plotted common video concepts to identify the "Safe Zone".

Safe Zone
Danger Zone

1. The Sweet Spot

Educational Content (e.g., "What is LMI?") builds authority without triggering advice obligations. It is high value and low risk.

2. The Danger Zone

Predictions & Guarantees (e.g., "Rates will drop!") are inherently misleading because the future is uncertain. Avoid at all costs.

3. Brand Building

"Day in the Life" videos humanize your brand and are effectively compliance-free marketing.

The Compliant Funnel

A "Compliance-First" strategy uses social media for awareness only. You must funnel users into a regulated environment before providing specific advice.

📱

TikTok / Reels

Awareness

Broad reach. "Mortgage 101" concepts only. No specific products.

🔗

Link in Bio

Bridge

Disclaimers. Credit Guide. Privacy Policy access.

📧

Landing Page

Capture

Detailed education. "Book a Discovery Call" CTA.

🤝

1:1 Advice

Conversion

Regulated environment. Personal advice given securely.

The "Safe" Content Recipe

To maintain a healthy digital footprint, your content mix should be weighted heavily towards education and brand building.

  • 📚
    Mortgage 101 (50%) Definitions (LVR, LMI), process explanations, and myth-busting.
  • 🎥
    Brand & Culture (30%) Office tours, team intros, and behind-the-scenes.
  • 📰
    Market News (20%) Factual reporting of RBA decisions (neutral commentary only).